Financial Industry Whistleblower Lawyer
The financial industry is rife with corruption, and by exposing it to the SEC with the help of a financial industry whistleblower lawyer, you might be eligible to receive a large monetary reward.
Few industries are as complicated as and have more obscure, arcane-sounding laws than the financial industry. This complexity allows fraudsters to create a number of scams involving stocks and public disclosures that can rob investors of their life savings. This fraudulent activity can be perpetrated by both companies and investors, but either way, innocent people can be left destitute and penniless.
Because of this, the Securities and Exchange Commission (SEC) offers large monetary bounties to whistleblowers willing to come forward with knowledge of securities fraud or inadequate disclosures. By working with a financial industry whistleblower lawyer from Meissner Associates, you can even remain anonymous and find out how strong your information is before deciding to submit it.
Who Commits Fraud in the Financial Industry?
Fraud can be committed by anyone in the financial industry willing to cut corners and violate federal securities laws in the name of making some extra money at the expense of innocent investors. While company insiders are the people most likely to discover evidence of fraudulent activity, the Dodd-Frank Act made it so that outsiders who discovered this type of information could also enjoy the legal protections extended to whistleblowers.
These are just a few examples of individuals or entities in the financial industry who can commit fraud that would be of interest to the SEC:
- Investment banks and advisors
- Hedge funds
- Brokerage companies and stockbrokers
- Publicly traded companies
- Unscrupulous investors
Financial Industry Fraud Takes Many Forms
Because fraud within the financial industry is often difficult to detect and can be easily covered up, it’s important to submit any information you possess of financial misconduct to the SEC with the help of a financial industry whistleblower lawyer. You can protect investors, remain anonymous, and potentially collect a reward worth millions of dollars.
In many cases, inadequate public disclosures are enough to put investors at risk. Financial reports, corporate scandals, conflicts of interest, and accounting audits are all examples of information material to investors that must be fully disclosed.
However, financial industry fraud often takes the form of active scamming, such as any of the following:
- Insider trading
- Pump and dump
- Market manipulation
- Ponzi schemes
- Short selling
- Offering fraud
Contact a Securities Industry Whistleblower Lawyer
If you have information regarding fraudulent activity or inadequate disclosures within the financial industry, Meissner Associates can help you anonymously submit your tip to the SEC. We have helped whistleblowers receive millions of dollars in monetary rewards, and we can do the same for you if your information is strong enough to be of interest to the SEC.
The amount that the SEC might award you ranges between 10 and 30 percent of the sanctions they collect, and the longer you wait to blow the whistle, the more likely they are to reduce your bounty percentage. Submit your tip for a confidential evaluation performed by an experienced financial industry whistleblower lawyer and find out what your next step should be. Contact Meissner Associates by calling 1-866-764-3100 or by submitting the confidential form below.